December 20, 2010

Consultation on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisers

A working group of provincial/territorial government officials is asking for input from securities market participants and other stakeholders regarding the possible options for the incorporation of individual sales representatives of registered dealers and advisers. 

The consultation document is available on the website of the Provincial/Territorial Securities Initiatives at the following URL : http://www.securitiescanada.org/news.html#2010

No government or securities regulator has approved any of these options. They are presented only to stimulate public discussion.