Coverage by Jurisdiction

Securities Regulators are responsible to update the CTO Database. Coverage for CTOs banning trading in securities of issuers as a result of a continuous disclosure default begins on the date indicated in the table below.

Jurisdiction+

Active CTOs

Inactive CTOs

Alberta++

1974

2004

British Columbia

1972

2004

Manitoba

1999

2004

New Brunswick++

2006

2006

Newfoundland and Labrador 

Participating*

Participating*

Northwest Territories

2004

2004

Nova Scotia++

2005

2005

Nunavut

Not participating

Not participating

Ontario

1971

2004

Prince Edward Island

Not participating

Not participating

Quebec++

1971

2004

Saskatchewan

1980

Not participating

Yukon

Not participating

Not participating

Coverage for cease trade orders banning trading in securities of issuers as a result of an enforcement action that involves an investigation of potential wrongdoing and banning trading by certain individuals and companies begins on the date indicated in the respective table below.

Jurisdiction+

Active CTOs

Inactive CTOs

Alberta++

1998

2004

British Columbia

1981

2004

Manitoba

2006

2006

New Brunswick++

2005

2005

Newfoundland and Labrador 

2005

2005

Northwest Territories

2005

2005

Nova Scotia++

2002

2005

Nunavut

Not participating

Not participating

Ontario

1995

2004/2005**

Prince Edward Island

Not participating

Not participating

Quebec++

1994

2004

Saskatchewan

1984

Not participating

Yukon

Not participating

Not participating

* participating, but no CTOs in this category as of June 30, 2006
** Enforcement CTO as of January 2004 / Management CTO as of April 2005
+ With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions do not issue separate orders in these circumstances. Click here for more information.
++ As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces do not issue separate orders in these circumstances.Click here for more information
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