Disciplined Persons

Details

Name: McAdam, Sonja A.
Manitoba - Manitoba Securities Commission
Date of Order or Settlement February 27, 2008
Banned Until  
Sanctions
Reciprocal
Trading Ban
Denial of Exemptions
Payment Agreed/Ordered N/A
Violations
 
Supporting Documents

New Brunswick - New Brunswick Securities Commission
Date of Order or Settlement February 19, 2010
Banned Until  
Sanctions
reciprocal
cease trading in all securities and exchange contracts
exemptions in NB securities law do not apply
Payment Agreed/Ordered  
Violations
unregistered trading
Supporting Documents

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca.



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