Disciplined Persons

Details

Name: Wigmor, Arthur
Alberta - Alberta Securities Commission
Date of Order or Settlement December 31, 2009
Banned Until December 31, 1899
Sanctions
Permanent Trading Ban
Permanent Denial of Exemptions
Permanent Director and Officer Ban
Payment Agreed/Ordered $75,000.00
Violations
Illegal Distributions
Failure to File
Misleading Statements
Acting Contrary to Public Interest
Supporting Documents

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca.



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