Disciplined Persons

Details

Name:

Flickinger II, Robert (a.k.a. Robert Reynolds)

Alberta - Alberta Securities Commission

Date of Order or Settlement	June 21, 2012
Banned with or without exceptions until
Sanctions	Director, Officer and/or Supervisor Ban with or without exceptions Trading ban with or without exceptions Other
Payment agreed and/or ordered
Violations and/or conduct	Fraud, forgery and/or falsification
Supporting Documents	Reciprocal Order (English)

British Columbia - British Columbia Securities Commission

Date of Order or Settlement	October 25, 2011
Banned with or without exceptions until
Sanctions	Director, Officer and/or Supervisor Ban with or without exceptions Trading ban with or without exceptions Investor relations ban with or without exceptions Administrative Penalty or Fine Registration ban (with or without exceptions) and/or restrictions Disgorgement and/or restitution
Payment agreed and/or ordered	$12 million plus $6 million in disgorgement
Violations and/or conduct	Fraud, forgery and/or falsification
Supporting Documents	Media Release (English) Order (English)

Manitoba - Manitoba Securities Commission

Date of Order or Settlement	June 20, 2012
Banned with or without exceptions until
Sanctions	Director, Officer and/or Supervisor Ban with or without exceptions Trading ban with or without exceptions
Payment agreed and/or ordered
Supporting Documents	Reciprocal Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca.

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