Disciplined Persons

Details

Name: Dyer, Donald
Alberta - Alberta Securities Commission
Date of Order or Settlement January 02, 2013
Banned Until April 03, 2022
Sanctions
Director/Officer/Supervisor Ban
Trading ban with or without conditions
Other
Exemption inapplicable
Payment Agreed/Ordered  
Violations
Illegal or unregistered distributions
Unregistered/Unauthorized/improper trading
Supporting Documents
Reciprocal Order (English)

British Columbia - British Columbia Securities Commission
Date of Order or Settlement April 03, 2012
Banned Until April 03, 2022
Sanctions
Director/Officer/Supervisor Ban
Trading ban with or without conditions
Investor relations ban
Registration ban /restrictions
Exemption inapplicable
Payment Agreed/Ordered $65,000.00
Violations
Illegal or unregistered distributions
Unregistered/Unauthorized/improper trading
Other
Supporting Documents
Media Release (English)
Merits Decisions (English)
Order (English)
Media Release (English)

Manitoba - Manitoba Securities Commission
Date of Order or Settlement June 20, 2012
Banned Until April 08, 2022
Sanctions
Director/Officer/Supervisor Ban
Trading ban with or without conditions
Exemption inapplicable
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca. 



Back |Top