Disciplined List

Details

Name: Vermeeren, Douglas John
Alberta - Alberta Securities Commission
Date of Order or Settlement March 14, 2013
Sanctions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Order (English)

Date of Order or Settlement June 14, 2016
Banned Until June 14, 2026
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Administrative Penalty/Fine
Payment Agreed/Ordered $130,000.00
Violations
Breach of order
Fraud and/or Forgery and/or Falsification
Unregistered, unauthorized and/or improper trading
Making false or misleading statements
Supporting Documents
Settlement Agreement (English)

Manitoba - Manitoba Securities Commission
Date of Order or Settlement March 15, 2017
Banned Until June 24, 2026
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement August 29, 2016
Banned Until June 14, 2026
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Acquisitions ban with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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