Disciplined List

Details

Name: Fowler, Kenneth Charles
Alberta - Court (Alberta)
Date of Order or Settlement July 11, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Registration ban (with or without exceptions) and/or restrictions
Imprisonment
Other
Payment Agreed/Ordered  
Violations
Fraud and/or Forgery and/or Falsification
Illegal or unregistered distributions
Unregistered activities and/or unapproved activities
Supporting Documents
Order (English)

Date of Order or Settlement August 30, 2016
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Media Release (English)

Alberta - Alberta Securities Commission
Date of Order or Settlement January 31, 1995
Sanctions
Other
Payment Agreed/Ordered $3,000.00
Violations
Acting contrary to the public interest
Failure to file insider's report
Illegal or unregistered distributions
Supporting Documents
Settlement Agreement (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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