Disciplined List

Details

Name: Manulife Securities Incorporated
Ontario - Ontario Securities Commission
Date of Order or Settlement July 13, 2017
Sanctions
Specific undertakings
Other
Payment Agreed/Ordered Costs (Joint & Several)/Frais (Solidaire): $25,000; Settlement Payment (Joint & Several)/Somme versée en règlement (Solidaire): $495,000
Supporting Documents
Order (English)
Settlement Agreement (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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