The national registration search contains the names of all registrants (individuals and firms) in Canada.
Historical registration conditions for companies and individuals are not available through the National Registration Search. Furthermore, registration terms and conditions for companies and individuals registered in Quebec are not available through the National Registration Search. Search Tips
Information on past and current disciplinary actions against individuals may be found on the Disciplined Persons List.
If the information you need about a dealer or adviser's registration is not here, or you have questions, please contact your local securities regulator.