Investor Tools

Have you ever considered how much of our lives are devoted to earning and saving money? That lifetime of savings needs to be protected from potential investment fraud and scams....

Canadian securities regulators release interim report on the CSA 2019-2022

Montreal – The Canadian Securities Administrators (CSA) today released an interim progress report on initiatives published in its CSA 2019-2022 Business Plan, which sets out the priorities of its members over the...

Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers

Toronto – The Canadian Securities Administrators (CSA) today published guidance to help investment fund managers develop and maintain effective liquidity risk management frameworks for investment funds. For the purposes of this...

Canadian securities regulators propose changes to the offering memorandum prospectus exemption

Calgary and Vancouver – The Canadian Securities Administrators (CSA) today published for comment proposed changes to the offering memorandum prospectus exemption. The changes are reflected in proposed amendments to National...

Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers

Toronto – The Canadian Securities Administrators (CSA) today adopted final rules that implement a trailing commission ban (OEO trailer ban) to prohibit the payment of trailing commissions by fund organizations...

Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions

Toronto – The securities regulatory authorities in Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (the participating jurisdictions) are providing an update on the timing of the annual...

Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee

Toronto and Vancouver – The Canadian Securities Administrators (CSA) is inviting applications for new members to join the Mining Technical Advisory and Monitoring Committee (MTAMC). The MTAMC is a forum for...

Canadian securities regulators provide comments on the Ontario Capital Markets Modernization Taskforce Consultation Report

Montreal –  The securities regulatory authorities of British Columbia, Alberta, Saskatchewan, Manitoba, Québec, Nova Scotia, Prince Edward Island, New Brunswick, Newfoundland and Labrador, Nunavut, Northwest Territories and Yukon (CSA members,...

Canadian securities regulators publish research on investor knowledge, attitudes and behaviour

Vancouver – The Canadian Securities Administrators (CSA) today published findings from a four-year research study that measured what investors know and think about fees and the performance of their investments, and...

Canadian securities regulators reduce regulatory burden related to business acquisition reports

Vancouver and Montreal – The Canadian Securities Administrators (CSA) today published amendments to the business acquisition report (BAR) requirements for reporting issuers that are not venture issuers. The amendments aim...