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Have you ever considered how much of our lives are devoted to earning and saving money? That lifetime of savings needs to be protected from potential investment fraud and scams....
Securities regulators oversee Canada’s capital markets and the advisers who sell and manage investments. We can help you understand the laws and rules that govern the conduct of people under...
nATIONAL REGISTRATION SEARCH Check Before You Invest Being an informed investor is one of your best defences against investment fraud. Although most investment advisers are honest and work in your...
What is Investing? Investing simply means putting your money to work so it can make more money. It is not a get-rich-quick scheme and it is not gambling. For many Canadians,...
Be an Informed Investor Once you have set your personal financial goals and selected a financial adviser your next step is to decide what to invest in. The same investments...
Choosing an Adviser If you decide that investing on your own is not for you, one of the most important investment decisions may be choosing the right financial adviser. Client-Adviser...
Investigation and enforcement are core CSA responsibilities. By identifying violations of securities laws or conduct in the capital markets that is contrary to the public interest, and by imposing appropriate...
The CSA Enforcement Committee, made up of key enforcement officials in each of the jurisdictions, meets monthly to discuss general enforcement issues, processes and specific cases where reciprocal or joint...
Provincial securities regulators are responsible for enforcing securities laws in their province, with several CSA members having various tools to detect possible misconduct or a failure to comply with securities...
Showing results 1-10 of 498
