Toronto, Ontario – January 3, 2023 – New Self-Regulatory Organization of Canada (New SRO) and new Canadian Investor Protection Fund (CIPF) officially launched today, marking completion of the Canadian Securities...
Vancouver, Calgary and Toronto – The Canadian Securities Administrators (CSA) today published notices that recognize the New Self-Regulatory Organization of Canada (New SRO) and approve the new Canadian Investor Protection...
As of October 27, 2022, the Ontario Securities Commission and the Investment Industry Regulatory Organization of Canada (IIROC)’s other recognizing regulators approved IIROC’s application seeking approval to use unallocated money...
Toronto – Members of the Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) have passed a special resolution approving the amalgamation of...
As of July 28, 2022, the British Columbia Securities Commission and the Mutual Fund Dealers Association of Canada (MFDA)’s other recognizing regulators approved the MFDA’s application seeking approval to use...
Vancouver and Toronto – The Canadian Securities Administrators (CSA) announced today that the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) have...
Vancouver and Toronto – The Canadian Securities Administrators (CSA) today announced the proposed board members of the new self-regulatory organization (SRO) and investor protection fund (IPF), and the publication for...
The following message was sent to SRO members on April 5, 2022. Good morning, We are contacting you today with a status update on work that is underway to implement...
Vancouver and Toronto – The Canadian Securities Administrators (CSA) today announced the start of the search for candidates for the chief executive officer (CEO) and members of the Board of...
Vancouver and Toronto – Work is progressing on the creation of a new self-regulatory organization (SRO) for the investment industry and a new investor protection fund (IPF). The new SRO,...