What's New Archives 2011

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November 25, 2011 
Canadian Securities Regulators Propose Amendments to “Pre-Marketing” and “Marketing” Prospectus Rules
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November 25, 2011 
The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement
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November 25, 2011 
Canadian Securities Regulators Propose Enhancements to Scholarship Plan Disclosure
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November 18, 2011 
Canadian securities regulators announce enhanced policy concerning electronic delivery of documents
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November 10, 2011 
Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
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October 31, 2011
Canadian securities regulators announce launch of online investment fraud awareness campaign
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October 24, 2011
Top investment scams in Canada
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September 13, 2011
Canadian securities regulators warn issuers using mass advertising
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August 12, 2011
Canadian Securities Regulators Proceed With Stage 2 of Point of Sale Disclosure for Mutual Funds
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July 29, 2011
CSA and IIROC announce regulatory framework for dark liquidity in Canada
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July 29, 2011
Canadian securities regulators seek comment on proposed rule for venture issuers
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July 22, 2011
Canadian Securities Regulators Proceed With Enhanced Executive Compensation Disclosure Requirements
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July 15, 2011
Canadian securities regulators seek comment on proposed amendments to prospectus rules
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July 15, 2011 
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2011
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July 5, 2011 
Canadian Securities Administrators publish guidance on marketing practices of portfolio managers
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June 23, 2011 
Canadian Securities Administrators Seek Comments on Regulation of Over-the-Counter Derivatives Trade Reporting and Repositories
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June 22, 2011 
Canadian Securities Administrators Propose Enhanced Disclosure Requirements on Investment Costs and Performance
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June 10, 2011 
Canadian securities regulators propose adopting BC’s Over-the-Counter rule
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June 1, 2011 
Canadian Securities Regulators Issue Guidance in the Event of the Disruption of Mail Service
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June 1, 2011 
Winnipeg Student wins 2011 CSA Financial Fitness Challenge grand prize
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May 26, 2011 
Canadian Securities Regulators Seek Feedback on Next Phase of Investment Funds Modernization Initiative
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April 29, 2011 
Canadian securities regulators propose enhanced policy concerning electronic delivery of documents
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April 15, 2011 
Canadian Securities Regulators Update Registration Regime for Registrants
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April 8, 2011
Canadian securities regulators adopt new version of mining rule Trading
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April 8, 2011 
Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading
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April 1, 2011 
Canadian Securities Regulators Release Oversight Review of IIROC
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April 1, 2011 
Canadian Securities Regulators Propose Enhanced Oversight of Securitized Products
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March 29, 2011 
CSA, IIROC and MFDA launch expanded disciplined persons list
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March 18, 2011 
Canadian Securities Regulators Update Proposal on Regulatory Regime for Credit Rating Organizations
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March 8, 2011
 
CSA’s Free Mobile Money Management App helps track saving and spending
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March 3, 2011 
Canadian Securities Regulators caution against online investment fraud
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February 22, 2011
Canadian Securities Regulators’ 2010 Enforcement Report Indicates More Violators Facing Jail Time for Breaching Securities Laws
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February 15, 2011
Online Videos and Contest Offer Youth Chance to Get Financially Fit and Win Big
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January 21, 2011
Bill Rice named new Chair of the Canadian Securities Administrators
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