What's New Archives 2012

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December 13, 2012
Canadian Securities Regulators Publish Discussion Paper on Mutual Fund Fees
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December 6, 2012
Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives: Product Determination and Derivatives Trade Repositories and Data Reporting
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November 29, 2012 
Canadian Securities Regulators Adopt Amendments To Improve Issuer Communications with Investors
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November 15, 2012
Canadian Regulators Propose to Mandate OBSI’s Dispute Resolution Service
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November 8, 2012
Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees
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October 25, 2012 
Canadian Securities Regulators Seek Comment on Amendments Relating to Direct Electronic Access
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October 25, 2012
Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty
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October 16, 2012
Canadian securities regulators release 2012 Investor Index
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October 1, 2012
Statement by Canadian authorities on clearing of standardized OTC derivatives contracts
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September 13, 2012
Canadian securities regulators seek further comment on proposed rule for venture issuers
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August 16, 2012 
Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101
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July 19, 2012
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012
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June 28, 2012 
Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks
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June 21, 2012
Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts
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June 21, 2012
Canadian Securities Regulators Seek Comments on the Potential Regulation of Proxy Advisory Firms
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June 20, 2012
Canadian Securities Regulators Seek Comments on OTC Central Counterparty Derivatives Clearing Framework
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June 14, 2012
Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance
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May 10, 2012
Canadian securities regulators strengthen over-the-counter rules
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April 30, 2012
Canadian securities regulators grant Designated Rating Organization status under new regulatory framework
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April 26, 2012
CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions
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April 13, 2012
CSA and IIROC announce the implementation of a dark liquidity framework in Canada
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April 13, 2012
CSA seeks comment on proposed over-the-counter derivatives exemption
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March 29, 2012
CSA Issues Investor Watch Regarding Foreign Currency Exchange (Forex/FX) Trading
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March 6, 2012 
Online fraud awareness campaign confirms investors’ vulnerability
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March 2, 2012 
CSA and IIROC Seek Input on Trade Transparency
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February 22, 2012 
Canadian Securities Regulators’ 2011 Enforcement Report Highlights Proactive Measures to Protect Investors
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February 10, 2012 
CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing
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February 9, 2012 
Canadian securities regulators modernize rules concerning mutual funds
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January 27, 2012 
Canadian securities regulators adopt regulatory regime for Credit Rating Organizations
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