What's New Archives 2013

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December 19, 2013
Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing
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December 19, 2013
Canadian securities regulators mandate OBSI’s dispute resolution service for registered dealers and advisers
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December 17, 2013
Canadian Regulators Release Status Reports on Mutual Fund Fees and Best Interest Duty
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December 12, 2013
Canadian Securities Regulators Seek Comments on Mutual Fund Risk Classification Methodology
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December 5, 2013
Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers
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November 28, 2013
Canadian securities regulators propose streamlining disclosure requirements for private foreign securities offerings to certain Canadian investors
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November 21, 2013
Canadian Securities Regulators Propose New Exemption for Distributions to Existing Security Holders
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November 14, 2013
Transition to new service provider for the operation of the CSA National Systems
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October 17, 2013
CSA seek more information about the quality of audit firms through proposed changes to auditor oversight rule
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October 17, 2013
Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure Requirements
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October 8, 2013
CSA encourages all Canadians to take time to “Check Before You Invest”
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October 7, 2013
CSA Announces Change in Cutover Date for Information Management Services
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October 3, 2013
Canadian Securities Regulators Adopt Amendments for Investment Funds Transitioning to IFRS
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September 19, 2013
Canadian securities regulators provide an update regarding the consultation on proxy adviser firms
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August 15, 2013
Canadian Securities Regulators Review Canada’s Proxy Voting Infrastructure For Shareholders
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August 12, 2013
Canadian Securities Regulators Provide Update On Transition To New National Systems Service Provider
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July 25, 2013
Canadian securities regulators enter into supervisory cooperation arrangements with EU and EEA financial regulators
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July 25, 2013
Canadian securities regulators will not implement proposed rule for venture issuers
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July 19, 2013
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2013
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July 18, 2013
Canadian Securities Administrators publish guidance on relationship disclosure practices
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July 16, 2013
CSA Requirements to Improve Disclosure for Investors Are Now In Effect
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July 15, 2013
Canadian Securities Regulators Further the Discussion on Statutory ‘Best Interest’ Duty
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July 9, 2013
Canadian Securities Regulators Release Three-Year Business Plan
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July 4, 2013
Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access
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June 13, 2013
Canadian Securities Regulators Now Require Delivery of the Fund Facts for Mutual Funds
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June 12, 2013
Canadian Securities Regulators Announce Panel Discussion on Statutory ‘Best Interest’ Duty
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June 6, 2013
Canadian Securities Regulators Seek Comment on Derivatives Rules Relating to Product Determination and Trade Repositories and Data Reporting
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May 30, 2013
Canadian Securities Regulators Adopt “Pre-Marketing” and “Marketing” Amendments to Prospectus Rules
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May 2, 2013
Canadian Securities Regulators Announce Roundtables to Receive Input on Statutory ‘Best Interest’ Duty
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April 26, 2013
Canadian Securities Regulators undertake review following loss of personal information
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April 25, 2013
New service provider for the operation of the CSA National Systems
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April 18, 2013
CSA seeks comment on proposals for derivatives market registration and regulation
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April 17, 2013
Canadian Securities Regulators release MFDA Oversight Review Report
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March 28, 2013
Canadian Securities Regulators Implement Disclosure Requirements For Investment Costs And Performance
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March 27, 2013
Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules
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March 25, 2013
Canadian Securities Administrators announce March 26 as Check Registration Day
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March 14, 2013
Canadian Securities Regulators Propose Framework for Shareholder Rights Plans
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March 13, 2013
Canadian Securities Regulators Seek Comment on Early Warning Reporting
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March 5, 2013 
Canadian Securities Regulators Stress being Proactive is Key in Preventing Investor Fraud
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February 28, 2013
Canadian Securities Regulators Adopt Amendments to Prospectus Rules
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February 21, 2013
Canadian Securities Regulators’ Enforcement Report Highlights Fraud
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February 4, 2013
Canadian Securities Administrators renew term of Chair, appoint new Vice-Chair
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January 10, 2013
Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors
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