CSA Members

ALBERTA
Stan Magidson Chair and Chief Executive Officer , Alberta Securities Commission Mr. Magidson is Chair and Chief Executive Officer (CEO) of the Alberta Securities Commission, and possesses extensive experience in corporate governance and securities law and regulation. Before joining the ASC in July 2016, he was President, CEO and director of the Institute of Corporate Directors and Chair of the Global Network of Director Institutes. Prior, Mr. Magidson was a partner for 21 years with a national law firm in the business law group where he advised corporate issuers, investors, financial intermediaries and boards of directors across the country on securities law, corporate finance, mergers and acquisitions and corporate governance matters. Mr. Magidson currently serves on the board of Weizmann Canada. Mr. Magidson holds an LL.M in Corporate Law from New York University and an LL.B from the University of Ottawa.		Alberta Securities Commission Ste. 600 - 250, 5th Street SW Calgary, AB T2P OR4 Tel: (403) 297-6454 Toll Free: 1-877-355-0585 Fax: (403) 297-6156 Web site: www.albertasecurities.com Inquiries: Inquiries@asc.ca

BRITISH COLUMBIA
Brenda Leong Chair and Chief Executive Officer, British Columbia Securities Commission Prior to this appointment, Ms. Leong was the chief operating and chief enforcement officer of the BCSC, responsible for overseeing the financial and administrative affairs of the commission. She has successfully initiated and delivered results for all of the BCSC’s operating divisions, implemented significant service enhancements, and built strong relations with securities regulators in other provinces through the Canadian Securities Administrators. Brenda Leong holds a Bachelor of Commerce in Finance from the University of Alberta, Edmonton and a Bachelor of Laws from Osgoode Hall Law School, Toronto. Before joining the Commission, she practiced corporate and securities law in Vancouver.		British Columbia Securities Commission P.O. Box 10142, Pacific Centre 701 West Georgia Street Vancouver, BC V7Y 1L2 Tel: (604) 899-6500 Toll Free: 1-800-373-6393 Fax: (604) 899-6506 Web site: www.bcsc.bc.ca Inquiries: inquiries@bcsc.bc.ca

MANITOBA
David Cheop Chair and Chief Executive Officer, The Manitoba Securities Commission		The Manitoba Securities Commission 500 - 400 St. Mary Avenue Winnipeg, MB R3C 4K5 Tel: (204) 945-2548 Fax: 204) 945-0330 Web site: www.mbsecurities.ca Inquiries: securities@gov.mb.ca

NEW BRUNSWICK
Kevin Hoyt Executive Director of Securities, Financial and Consumer Services Commission Kevin was appointed as the Executive Director of Securities for the recently created Financial and Consumer Services Commission (New Brunswick) in August 2013. Prior to that appointment he held executive and senior management positions within the New Brunswick Securities Commission since 2004, including that of Chief Financial Officer. Kevin is a graduate of Mount Allison University (B.Sc.), the University of New Brunswick (MBA) and the University of Calgary (B. Acc. Sc.). Kevin is a Fellow of the Chartered Professional Accountants of New Brunswick (FCPA) and, in addition to other designations and certifications is a Certified Public Accountant (DE). He is a past President of CGA NB and Chair of CPA NB for 2016-17. He has been active at the provincial and national level in accounting profession governance for many years.		Financial and Consumer Services Commission 85 Charlotte Street, Suite 300 Saint John, NB E2L 2J2 Tel: (506) 658-3060 Fax: (506) 658-3059 Web site: http://www.fcnb.ca Inquiries: info@fcnb.ca

NEWFOUNDLAND AND LABRADOR
Renée Dyer Director of the Financial Services Regulation Division and Superintendent of Securities, Service Newfoundland and Labrador Renee Dyer was appointed Superintendent of Securities of Newfoundland and Labrador in July 2018. Mrs. Dyer also holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Real Estate and Salespersons, Registrar of Prepaid Funerals and Registrar of Mortgage Brokers. Prior to joining the Government of Newfoundland and Labrador, she held executive and senior management positions in the financial, insurance and health care sectors. She holds a Bachelor of Commerce degree and Master of Business Administration from Memorial University of Newfoundland and Labrador. In 2014, she completed her Certified Management Consultant designation.		Office of the Superintendent of Securities Service Newfoundland and Labrador 2nd Floor, West Block Confederation Building P.O. Box 8700 St. John's, NL A1B 4J6 Tel: (709) 729-4189 Fax: (709) 729-6187 Web site: www.gov.nl.ca/gs

NORTHWEST TERRITORIES
Tom Hall Superintendent of Securities, Office of the Superintendent of Securities Mr. Hall is the Director of the Legal Registries Division of the Department of Justice. He was appointed Superintendent of Securities for the Northwest Territories on July 25, 2015, and also holds appointments as the Inspector of Land Titles, Registrar of Corporations, Registrar of Personal Property, Registrar of Co-operative Associations and Registrar of Societies. Born and raised in the Northwest Territories, he received his B.Sc.(Geology) and his law degree (J.D.) from the University of Saskatchewan. Following several years in private practice in Saskatchewan and the NWT, Mr. Hall joined the Legal Registries Division in 1994. Mr. Hall was also a member of the Board of Directors of the Yellowknife Community Foundation for 9 years, serving as President for 6 years.		Office of the Superintendent of Securities Department of Justice Government of the Northwest Territories 1st Floor Stuart M. Hodgson Building 5009 - 49 th Street P.O. Box 1320 Yellowknife, NT X1A 2L9 Tel: (867) 767-9305 Fax: (867) 873-0243 Web site: Office of the Superintendent of Securities

NOVA SCOTIA
Paul E. Radford Chair, Nova Scotia Securities Commission On November 10, 2015, Paul Radford was appointed Chair of the Nova Scotia Securities Commission. Prior to that Mr. Radford assumed duties as acting Chair and Chief Executive Officer of the Nova Scotia Securities Commission on September 5, 2015, upon the resignation of Sarah P. Bradley. Mr. Radford has been a Commissioner of the Commission since 2006 and has served as Vice-chair since December, 2012. He graduated from Dalhousie University with a Bachelor of Commerce in 1978 and a Bachelor of Laws from Dalhousie University’s Schulich School of Law in 1981 and was called to the Bars of Nova Scotia in 1982 and British Columbia in 1983. His role with the Commission is part-time and he continues his law practice at the Halifax law firm, where he has practiced since 1993, in commercial and corporate law. Mr. Radford was appointed Queen’s Counsel in 2008.		Nova Scotia Securities Commission Ste. 400, Duke Tower 5251 Duke Street PO Box 458 Halifax, NS B3J 2P8 Tel: (902) 424-7768 Fax: (902) 424-4625 Web site: nssc.novascotia.ca Inquiries: NSSCinquiries@gov.ns.ca

NUNAVUT
Jeff Mason Superintendent of Securities, Nunavut Securities Office		Nunavut Securities Office Department of Justice Government of Nunavut 1st Floor, Brown Building P.O. Box 1000 - Station 570 Iqaluit, NU X0A 0H0 Tel: (867) 975-6590 Fax: (867) 975-6594 Web site: Office of the Superintendent of Securities

ONTARIO
Maureen Jensen Chair and Chief Executive Officer of the Ontario Securities Commission Maureen Jensen is the Chair and Chief Executive Officer of the Ontario Securities Commission (OSC), which administers and enforces securities law in the capital markets of the province of Ontario. Prior to her appointment as Chair and CEO, Ms. Jensen was the Executive Director and Chief Administrative Officer of the OSC. As the senior member of staff, Ms. Jensen is responsible for coordinating and managing the day-to-day operations of the OSC, including enforcement, market regulation, compliance functions and all corporate functions. In addition, she provides leadership and direction in policy development and implementation. Prior to joining the OSC, Ms. Jensen was Senior Vice-President, Surveillance and Compliance, with the Investment Industry Regulatory Organization of Canada (IIROC), and prior to that President and CEO of Market Regulation Services Inc. (RS). Previously, Maureen held senior positions in regulatory and business portfolios at the Toronto Stock Exchange and enjoyed a 20-year career in the mining business, holding both executive and technical management positions with several resource companies. Ms. Jensen holds a Bachelor of Science degree from the University of Toronto and is a Registered Professional Geoscientist (P.Geo) and a Registered Director (ICD.D).		Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, ON M5H 3S8 Tel: (416) 593-8314 Toll Free: 1-877-785-1555 Fax: (416) 593-8122 Web site: www.osc.gov.on.ca Inquiries: Inquiries@osc.gov.on.ca

PRINCE EDWARD ISLAND
Steve Dowling Acting Director, Superintendent of Securities		Office of the Superintendent of Securities Consumer, Corporate and Insurance Services Division Office of the Attorney General 95 Rochford Street, P.O. Box 2000 Charlottetown, PE C1A 7N8 Tel: (902) 368-4569 Fax: (902) 368-5283 Web site: www.gov.pe.ca/securities

QUÉBEC
Louis Morisset President and Chief Executive Officer, Autorité des marchés financiers Mr. Louis Morisset has served as President and CEO of the AMF since July 2013. In this capacity, Mr. Morisset is vested with all the powers relating to the administration and enforcement of the laws governing Québec financial sector participants. He oversees, in particular, the development of a regulatory and normative framework to ensure investor protection and promote the sound growth of the financial sector. From May 2006 until his appointment as President and CEO, Mr. Morisset held the position of AMF Superintendent, Securities Markets. In that position, he was, in particular, responsible for enforcing the regulations pertaining to public offerings by companies and investment funds, the continuous disclosures that these entities are required to file, as well as take-over bids and issuer bids. He was also in charge of supervising the Québec activities of market structures such as exchanges and clearing houses and was responsible for monitoring the activities of the Investment Industry Regulatory Organization of Canada (IIROC). Mr. Morisset has been a member of the board of directors of the Institute for governance of private and public organizations (IGOPP) since 2009, Finance Montréal since 2010 and the Collège des administrateurs de sociétés (CAS) since 2013. From May 2007 to March 2014, he was also a member of the Accounting Standards Oversight Council (AcSOC). Mr. Morisset graduated in law from the University of Montréal and was called to the Bar of the Province of Québec in 1996. Prior to joining the AMF, he was a partner at the law firm Stikeman Elliott LLP, where he acquired extensive experience in securities law, corporate finance, and public and private mergers and acquisitions. Mr. Morisset is a certified corporate director (ASC), having completed the university corporate governance certification program at Laval University’s Collège des administrateurs de sociétés.		Autorité des marchés financiers 800, Square Victoria, 22e étage C.P. 246, Tour de la Bourse Montréal, QC H4Z 1G3 Tel: Montréal (514) 395-0337 Tel: Québec (418) 525-0337 Toll Free: 1-877 525-0337 Fax: (514) 873-3090 Web site: www.lautorite.qc.ca

SASKATCHEWAN
Roger Sobotkiewicz Chair and CEO, Financial and Consumer Affairs Authority of Saskatchewan Roger Sobotkiewicz was appointed Chairperson of the Financial and Consumer Affairs Authority of Saskatchewan on February 4, 2016. He held the position of acting Chairperson since February 1, 2015. Mr. Sobotkiewicz is also the CEO of the Authority and holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Pensions, Superintendent of Financial Institutions and Registrar of Credit Unions. Mr. Sobotkiewicz acted as legal counsel for the Authority for more than a decade, during which time he led a number of significant legislative and policy initiatives for the Authority. Prior to joining the Authority, he practiced law in private practice and in the Crown sector. He holds a Bachelor of Laws degree from the University of Manitoba.		Financial and Consumer Affairs Authority of Saskatchewan 6th Floor 1919 Saskatchewan Drive Regina, SK S4P 3V7 Tel: (306) 787-5645 (Regina) Fax: (306) 787-5899 (Regina) Web site:http://www.fcaa.gov.sk.ca/

YUKON TERRITORY
Fred Pretorius Superintendent of Securities, Yukon Mr. Pretorius studied law at the PU for CHE (North-West University) in South Africa and graduated with a Bachelor of Laws (LL B) in 1990. He was admitted as an Attorney of the High Court of South Africa in 1993 and also became a member of the Law Society of the Northern Provinces. He practised law as an attorney at the L’Ange, De Waal & Freysen law firm in Klerksdorp until 1997, whereafter he became legal adviser at Sanlam Life Insurance Limited, and was admitted as an Advocate of the High Court of South Africa. He successfully completed the professional examinations of the Institute of Life and Pension Advisers and qualified as Certified Financial Planner of the Financial Planning Institute of South Africa (affiliated with the FPSB of the United States of America) and was a member of the Institute from 2000 – 2005. In 2004, he acquired a Master of Laws degree (LL.M.) from the University of Stellenbosch in South Africa. He also served on several steering committees of business and cultural organizations during his career. Mr. Pretorius relocated to Canada during 2007 and became the Director of Corporate Affairs in 2008. He is also the Superintendent of Securities in Yukon, and a member of the Canadian Association of Corporate Law Administrators and the North American Securities Administrators Association.		Office of the Yukon Superintendent of Securities Community Services,Yukon Government 307 Black Street, 1st Floor, Whitehorse, Yukon Y1A 2N1 Tel: (867) 667-5466 Fax: (867) 393-6251 Web site: Office of the Yukon Superintendent of Securities


For general information, please contact CSA SECRETARIAT Tour de la Bourse 800, Square Victoria Suite 2510 Montreal Quebec H4Z 1J2		Tel: (514) 864-9510 Fax: (514) 864-9512 E-mail: csa-acvm-secretariat@acvm-csa.ca

CSA Members

Stan Magidson

Brenda Leong

David Cheop

Kevin Hoyt

Renée Dyer

Tom Hall

Paul E. Radford

Jeff Mason

Maureen Jensen

Steve Dowling

Louis Morisset

Roger Sobotkiewicz

Fred Pretorius