CSA Members

ALBERTA    

Stan Magidson

Chair and Chief Executive Officer , Alberta Securities Commission
Stan_MagidsonMr. Magidson is Chair and Chief Executive Officer (CEO) of the Alberta Securities Commission, and possesses extensive experience in corporate governance and securities law and regulation. Before joining the ASC in July 2016, he was President, CEO and director of the Institute of Corporate Directors and Chair of the Global Network of Director Institutes. Prior, Mr. Magidson was a partner for 21 years with a national law firm in the business law group where he advised corporate issuers, investors, financial intermediaries and boards of directors across the country on securities law, corporate finance, mergers and acquisitions and corporate governance matters. Mr. Magidson currently serves on the board of Weizmann Canada. Mr. Magidson holds an LL.M in Corporate Law from New York University and an LL.B from the University of Ottawa.
  Alberta Securities Commission

Ste. 600 - 250, 5th Street SW
Calgary, AB T2P OR4

Tel: (403) 297-6454
Toll Free: 1-877-355-0585
Fax: (403) 297-6156
Web site: www.albertasecurities.com
Inquiries: Inquiries@asc.ca

     
BRITISH COLUMBIA    

Brenda Leong

Chair and Chief Executive Officer, British Columbia Securities Commission
BLeongBCSCPrior to this appointment, Ms. Leong was the chief operating and chief enforcement officer of the BCSC, responsible for overseeing the financial and administrative affairs of the commission. She has successfully initiated and delivered results for all of the BCSC’s operating divisions, implemented significant service enhancements, and built strong relations with securities regulators in other provinces through the Canadian Securities Administrators. Brenda Leong holds a Bachelor of Commerce in Finance from the University of Alberta, Edmonton and a Bachelor of Laws from Osgoode Hall Law School, Toronto. Before joining the Commission, she practiced corporate and securities law in Vancouver. 
  British Columbia Securities Commission

P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, BC   V7Y 1L2

Tel: (604) 899-6500
Toll Free: 1-800-373-6393
Fax: (604) 899-6506
Web site: www.bcsc.bc.ca
Inquiries: inquiries@bcsc.bc.ca

     
MANITOBA    

David Cheop

Chair and Chief Executive Officer, The Manitoba Securities Commission
  The Manitoba Securities Commission

500 - 400 St. Mary Avenue
Winnipeg, MB R3C 4K5

Tel: (204) 945-2548
Fax: 204) 945-0330
Web site: www.mbsecurities.ca
Inquiries: securities@gov.mb.ca

     
NEW BRUNSWICK    

Kevin Hoyt

Executive Director of Securities, Financial and Consumer Services Commission
Kevin_HoytKevin was appointed as the Executive Director of Securities for the recently created Financial and Consumer Services Commission (New Brunswick) in August 2013. Prior to that appointment he held executive and senior management positions within the New Brunswick Securities Commission since 2004, including that of Chief Financial Officer.

Kevin is a graduate of Mount Allison University (B.Sc.), the University of New Brunswick (MBA) and the University of Calgary (B. Acc. Sc.). Kevin is a Fellow of the Chartered Professional Accountants of New Brunswick (FCPA) and, in addition to other designations and certifications is a Certified Public Accountant (DE). He is a past President of CGA NB and Chair of CPA NB for 2016-17. He has been active at the provincial and national level in accounting profession governance for many years.
  Financial and Consumer Services Commission

85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2

Tel: (506) 658-3060
Fax: (506) 658-3059
Web site: http://www.fcnb.ca
Inquiries: info@fcnb.ca

     
NEWFOUNDLAND AND LABRADOR    

Renée Dyer

Director of the Financial Services Regulation Division and Superintendent of Securities, Service Newfoundland and Labrador
ReneeDyerRenee Dyer was appointed Superintendent of Securities of Newfoundland and Labrador in July 2018. Mrs. Dyer also holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Real Estate and Salespersons, Registrar of Prepaid Funerals and Registrar of Mortgage Brokers. Prior to joining the Government of Newfoundland and Labrador, she held executive and senior management positions in the financial, insurance and health care sectors. She holds a Bachelor of Commerce degree and Master of Business Administration from Memorial University of Newfoundland and Labrador. In 2014, she completed her Certified Management Consultant designation.
  Office of the Superintendent of Securities Service Newfoundland and Labrador

2nd Floor, West Block
Confederation Building
P.O. Box 8700
St. John's, NL A1B 4J6

Tel: (709) 729-4189
Fax: (709) 729-6187
Web site: www.gov.nl.ca/gs

     
NORTHWEST TERRITORIES    

Tom Hall

Superintendent of Securities, Office of the Superintendent of Securities
TomHallMr. Hall is the Director of the Legal Registries Division of the Department of Justice. He was appointed Superintendent of Securities for the Northwest Territories on July 25, 2015, and also holds appointments as the Inspector of Land Titles, Registrar of Corporations, Registrar of Personal Property, Registrar of Co-operative Associations and Registrar of Societies.

Born and raised in the Northwest Territories, he received his B.Sc.(Geology) and his law degree (J.D.) from the University of Saskatchewan. Following several years in private practice in Saskatchewan and the NWT, Mr. Hall joined the Legal Registries Division in 1994. Mr. Hall was also a member of the Board of Directors of the Yellowknife Community Foundation for 9 years, serving as President for 6 years.
  Office of the Superintendent of Securities

Department of Justice
Government of the Northwest Territories
1st Floor Stuart M. Hodgson Building
5009 - 49 th Street
P.O. Box 1320
Yellowknife, NT X1A 2L9

Tel: (867) 767-9305
Fax: (867) 873-0243
Web site: Office of the Superintendent of Securities

     
NOVA SCOTIA    

Paul E. Radford

Chair, Nova Scotia Securities Commission
PaulRadfordOn November 10, 2015, Paul Radford was appointed Chair of the Nova Scotia Securities Commission. Prior to that Mr. Radford assumed duties as acting Chair and Chief Executive Officer of the Nova Scotia Securities Commission on September 5, 2015, upon the resignation of Sarah P. Bradley. Mr. Radford has been a Commissioner of the Commission since 2006 and has served as Vice-chair since December, 2012.

He graduated from Dalhousie University with a Bachelor of Commerce in 1978 and a Bachelor of Laws from Dalhousie University’s Schulich School of Law in 1981 and was called to the Bars of Nova Scotia in 1982 and British Columbia in 1983. His role with the Commission is part-time and he continues his law practice at the Halifax law firm, where he has practiced since 1993, in commercial and corporate law. Mr. Radford was appointed Queen’s Counsel in 2008.
  Nova Scotia Securities Commission
Ste. 400, Duke Tower
5251 Duke Street
PO Box 458
Halifax, NS B3J 2P8

Tel: (902) 424-7768
Fax: (902) 424-4625
Web site: nssc.novascotia.ca
Inquiries: NSSCinquiries@gov.ns.ca
     
NUNAVUT    

Jeff Mason

Superintendent of Securities, Nunavut Securities Office
  Nunavut Securities Office

Department of Justice
Government of Nunavut
1st Floor, Brown Building
P.O. Box 1000 - Station 570
Iqaluit, NU X0A 0H0

Tel: (867) 975-6590
Fax: (867) 975-6594
Web site: Office of the Superintendent of Securities

     
ONTARIO      

Maureen Jensen

Chair and Chief Executive Officer of the Ontario Securities Commission
MaureenJensenMaureen Jensen is the Chair and Chief Executive Officer of the Ontario Securities Commission (OSC), which administers and enforces securities law in the capital markets of the province of Ontario. Prior to her appointment as Chair and CEO, Ms. Jensen was the Executive Director and Chief Administrative Officer of the OSC. As the senior member of staff, Ms. Jensen is responsible for coordinating and managing the day-to-day operations of the OSC, including enforcement, market regulation, compliance functions and all corporate functions. In addition, she provides leadership and direction in policy development and implementation.

Prior to joining the OSC, Ms. Jensen was Senior Vice-President, Surveillance and Compliance, with the Investment Industry Regulatory Organization of Canada (IIROC), and prior to that President and CEO of Market Regulation Services Inc. (RS).

Previously, Maureen held senior positions in regulatory and business portfolios at the Toronto Stock Exchange and enjoyed a 20-year career in the mining business, holding both executive and technical management positions with several resource companies.

Ms. Jensen holds a Bachelor of Science degree from the University of Toronto and is a Registered Professional Geoscientist (P.Geo) and a Registered Director (ICD.D).
  Ontario Securities Commission
20 Queen Street West
22nd Floor
Toronto, ON   M5H 3S8

Tel: (416) 593-8314
Toll Free: 1-877-785-1555
Fax: (416) 593-8122
Web site: www.osc.gov.on.ca
Inquiries: Inquiries@osc.gov.on.ca

     
PRINCE EDWARD ISLAND    

Steve Dowling

Acting Director, Superintendent of Securities
  Office of the Superintendent of Securities

Consumer, Corporate and Insurance Services Division
Office of the Attorney General
95 Rochford Street, P.O. Box 2000
Charlottetown, PE C1A 7N8

Tel: (902) 368-4569
Fax: (902) 368-5283
Web site: www.gov.pe.ca/securities

     
QUÉBEC    

Louis Morisset

President and Chief Executive Officer, Autorité des marchés financiers
Morisset_LouisMr. Louis Morisset has served as President and CEO of the AMF since July 2013.

In this capacity, Mr. Morisset is vested with all the powers relating to the administration and enforcement of the laws governing Québec financial sector participants. He oversees, in particular, the development of a regulatory and normative framework to ensure investor protection and promote the sound growth of the financial sector.

From May 2006 until his appointment as President and CEO, Mr. Morisset held the position of AMF Superintendent, Securities Markets. In that position, he was, in particular, responsible for enforcing the regulations pertaining to public offerings by companies and investment funds, the continuous disclosures that these entities are required to file, as well as take-over bids and issuer bids. He was also in charge of supervising the Québec activities of market structures such as exchanges and clearing houses and was responsible for monitoring the activities of the Investment Industry Regulatory Organization of Canada (IIROC).
  
Mr. Morisset has been a member of the board of directors of the Institute for governance of private and public organizations (IGOPP) since 2009, Finance Montréal since 2010 and the Collège des administrateurs de sociétés (CAS) since 2013. From May 2007 to March 2014, he was also a member of the Accounting Standards Oversight Council (AcSOC).

Mr. Morisset graduated in law from the University of Montréal and was called to the Bar of the Province of Québec in 1996. Prior to joining the AMF, he was a partner at the law firm Stikeman Elliott LLP, where he acquired extensive experience in securities law, corporate finance, and public and private mergers and acquisitions.

Mr. Morisset is a certified corporate director (ASC), having completed the university corporate governance certification program at Laval University’s Collège des administrateurs de sociétés.
  Autorité des marchés financiers

800, Square Victoria, 22e étage
C.P. 246, Tour de la Bourse
Montréal, QC   H4Z 1G3

Tel:  Montréal (514) 395-0337
Tel:  Québec (418) 525-0337
Toll Free: 1-877 525-0337
Fax: (514) 873-3090
Web site: www.lautorite.qc.ca

     
SASKATCHEWAN    

Roger Sobotkiewicz

Chair and CEO, Financial and Consumer Affairs Authority of Saskatchewan
RogerSobotkiewiczRoger Sobotkiewicz was appointed Chairperson of the Financial and Consumer Affairs Authority of Saskatchewan on February 4, 2016. He held the position of acting Chairperson since February 1, 2015. Mr. Sobotkiewicz is also the CEO of the Authority and holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Pensions, Superintendent of Financial Institutions and Registrar of Credit Unions. Mr. Sobotkiewicz acted as legal counsel for the Authority for more than a decade, during which time he led a number of significant legislative and policy initiatives for the Authority. Prior to joining the Authority, he practiced law in private practice and in the Crown sector. He holds a Bachelor of Laws degree from the University of Manitoba.
  Financial and Consumer Affairs Authority of Saskatchewan

6th Floor 1919 Saskatchewan Drive
Regina, SK   S4P 3V7

Tel: (306) 787-5645 (Regina)
Fax: (306) 787-5899 (Regina)
Web site:http://www.fcaa.gov.sk.ca/

     
YUKON TERRITORY    

Fred Pretorius

Superintendent of Securities, Yukon
FredPretorius2

Fred Pretorius is Director, Corporate Affairs, a branch within the department of Community Services of the Yukon Government. As the director, he is also the Superintendent of Securities for Yukon, and holds several other appointments as the Registrar of Corporations, Businesses, Partnerships, Societies, Cooperative Associations, and Personal Property Security for Yukon.

Prior to relocating to Canada in 2007, he practiced law, first as an attorney and later as an advocate of the Supreme Court of South Africa, where after he became a legal adviser at one of the leading long-term insurance companies in South Africa.

He was born and raised in South Africa and graduated from the Potchefstroom University for Christian Higher Education (now North-West University) with a Baccalaureus Juris in 1988 and a Baccalaureus Legum (Bachelor of Laws) in 1990. He also holds a Master of Laws degree (LL M) from the University of Stellenbosch (2004), and was a Certified Financial Planner from 2000 – 2005.

He currently serves on several committees and is also a voting member of the North American Securities Administrators Association. 

  Office of the Yukon Superintendent of Securities

Community Services,Yukon Government
307 Black Street, 1st Floor,
Whitehorse, Yukon Y1A 2N1

Tel: (867) 667-5466
Fax: (867) 393-6251
Web site: Office of the Yukon Superintendent of Securities

     
     
For general information, please contact
CSA SECRETARIAT
Tour de la Bourse
800, Square Victoria
Suite 2510
Montreal Quebec H4Z 1J2
 

Tel: (514) 864-9510
Fax: (514) 864-9512
E-mail: csa-acvm-secretariat@acvm-csa.ca