CSA Members

ALBERTA
Stan Magidson Chair and Chief Executive Officer , Alberta Securities Commission Mr. Magidson is Chair and Chief Executive Officer (CEO) of the Alberta Securities Commission, and possesses extensive experience in corporate governance and securities law and regulation. Before joining the ASC in July 2016, he was President, CEO and director of the Institute of Corporate Directors and Chair of the Global Network of Director Institutes. Prior, Mr. Magidson was a partner for 21 years with a national law firm in the business law group where he advised corporate issuers, investors, financial intermediaries and boards of directors across the country on securities law, corporate finance, mergers and acquisitions and corporate governance matters. Mr. Magidson currently serves on the board of Weizmann Canada. Mr. Magidson holds an LL.M in Corporate Law from New York University and an LL.B from the University of Ottawa.		Alberta Securities Commission Ste. 600 - 250, 5th Street SW Calgary, AB T2P OR4 Tel: (403) 297-6454 Toll Free: 1-877-355-0585 Fax: (403) 297-6156 Web site: www.albertasecurities.com Inquiries: Inquiries@asc.ca

BRITISH COLUMBIA
Brenda Leong Chair and Chief Executive Officer, British Columbia Securities Commission Prior to this appointment, Ms. Leong was the chief operating and chief enforcement officer of the BCSC, responsible for overseeing the financial and administrative affairs of the commission. She has successfully initiated and delivered results for all of the BCSC’s operating divisions, implemented significant service enhancements, and built strong relations with securities regulators in other provinces through the Canadian Securities Administrators. Brenda Leong holds a Bachelor of Commerce in Finance from the University of Alberta, Edmonton and a Bachelor of Laws from Osgoode Hall Law School, Toronto. Before joining the Commission, she practiced corporate and securities law in Vancouver.		British Columbia Securities Commission P.O. Box 10142, Pacific Centre 701 West Georgia Street Vancouver, BC V7Y 1L2 Tel: (604) 899-6500 Toll Free: 1-800-373-6393 Fax: (604) 899-6506 Web site: www.bcsc.bc.ca Inquiries: inquiries@bcsc.bc.ca

MANITOBA
David Cheop Chair and Chief Executive Officer, The Manitoba Securities Commission David Cheop graduated from the University of Toronto with a B.A. (Hons.) and from the University of Manitoba with an LL.B. He was called to the Manitoba Bar in June 1981 and articled and practiced with Norton, Schwartz, McJannet, Weinberg in the area of corporate and commercial law for more than six years. In 1986 he was appointed Counsel and Deputy Director, Legal for The Manitoba Securities Commission and was named Queen’s Counsel in December 1997. In March 1998 he was appointed to the newly created position of Vice-President, Corporate Compliance for Investors Group and served as Chief Compliance Officer for its IIROC and MFDA dealers, its trust company and its insurance distribution subsidiaries, as well as acting as Chief Privacy Officer and Chief Money Laundering Officer. Subsequently he also served as Chief Compliance Officer for two investment fund manager subsidiaries of IGM Financial Inc., namely I.G. Investment Management, Ltd. and Mackenzie Financial Corporation. He has also been a member of the Securities Advisory Committee of The Manitoba Securities Commission, the Policy Advisory Committee of the Mutual Fund Dealers Association of Canada, the Manitoba District Counsel of the Investment Industry Regulatory Organization of Canada as well as acting as Vice-Chair of the Special Regulatory Committee of ICE Futures Canada, Inc. In December 2018 he was appointed Chair and Chief Executive Officer of The Manitoba Securities Commission and Chief Administrative Officer of the Manitoba Financial Services Agency.		The Manitoba Securities Commission 500 - 400 St. Mary Avenue Winnipeg, MB R3C 4K5 Tel: (204) 945-2548 Fax: 204) 945-0330 Web site: www.mbsecurities.ca Inquiries: securities@gov.mb.ca

NEW BRUNSWICK
Kevin Hoyt Executive Director of Securities, Financial and Consumer Services Commission Kevin was appointed as the Executive Director of Securities for the recently created Financial and Consumer Services Commission (New Brunswick) in August 2013. Prior to that appointment he held executive and senior management positions within the New Brunswick Securities Commission since 2004, including that of Chief Financial Officer. Kevin is a graduate of Mount Allison University (B.Sc.), the University of New Brunswick (MBA) and the University of Calgary (B. Acc. Sc.). Kevin is a Fellow of the Chartered Professional Accountants of New Brunswick (FCPA) and, in addition to other designations and certifications is a Certified Public Accountant (DE). He is a past President of CGA NB and Chair of CPA NB for 2016-17. He has been active at the provincial and national level in accounting profession governance for many years.		Financial and Consumer Services Commission 85 Charlotte Street, Suite 300 Saint John, NB E2L 2J2 Toll Free: 1-866-933-2222 Fax: (506) 658-3059 Web site: http://www.fcnb.ca Inquiries: info@fcnb.ca

NEWFOUNDLAND AND LABRADOR
Renée Dyer Director of the Financial Services Regulation Division and Superintendent of Securities, Service Newfoundland and Labrador Renee Dyer was appointed Superintendent of Securities of Newfoundland and Labrador in July 2018. Mrs. Dyer also holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Real Estate and Salespersons, Registrar of Prepaid Funerals and Registrar of Mortgage Brokers. Prior to joining the Government of Newfoundland and Labrador, she held executive and senior management positions in the financial, insurance and health care sectors. She holds a Bachelor of Commerce degree and Master of Business Administration from Memorial University of Newfoundland and Labrador. In 2014, she completed her Certified Management Consultant designation.		Office of the Superintendent of Securities Service Newfoundland and Labrador 2nd Floor, West Block Confederation Building P.O. Box 8700 St. John's, NL A1B 4J6 Tel: (709) 729-4189 Fax: (709) 729-6187 Web site: www.gov.nl.ca/gs

NORTHWEST TERRITORIES
Tom Hall Superintendent of Securities, Office of the Superintendent of Securities Mr. Hall is the Director of the Legal Registries Division of the Department of Justice. He was appointed Superintendent of Securities for the Northwest Territories on July 25, 2015, and also holds appointments as the Inspector of Land Titles, Registrar of Corporations, Registrar of Personal Property, Registrar of Co-operative Associations and Registrar of Societies. Born and raised in the Northwest Territories, he received his B.Sc.(Geology) and his law degree (J.D.) from the University of Saskatchewan. Following several years in private practice in Saskatchewan and the NWT, Mr. Hall joined the Legal Registries Division in 1994. Mr. Hall was also a member of the Board of Directors of the Yellowknife Community Foundation for 9 years, serving as President for 6 years.		Office of the Superintendent of Securities Department of Justice Government of the Northwest Territories 1st Floor Stuart M. Hodgson Building 5009 - 49 th Street P.O. Box 1320 Yellowknife, NT X1A 2L9 Tel: (867) 767-9305 Fax: (867) 873-0243 Web site: Office of the Superintendent of Securities

NOVA SCOTIA
Paul E. Radford Chair, Nova Scotia Securities Commission On November 10, 2015, Paul Radford was appointed Chair of the Nova Scotia Securities Commission. Prior to that Mr. Radford assumed duties as acting Chair and Chief Executive Officer of the Nova Scotia Securities Commission on September 5, 2015, upon the resignation of Sarah P. Bradley. Mr. Radford has been a Commissioner of the Commission since 2006 and has served as Vice-chair since December, 2012. He graduated from Dalhousie University with a Bachelor of Commerce in 1978 and a Bachelor of Laws from Dalhousie University’s Schulich School of Law in 1981 and was called to the Bars of Nova Scotia in 1982 and British Columbia in 1983. His role with the Commission is part-time and he continues his law practice at the Halifax law firm, where he has practiced since 1993, in commercial and corporate law. Mr. Radford was appointed Queen’s Counsel in 2008.		Nova Scotia Securities Commission Ste. 400, Duke Tower 5251 Duke Street PO Box 458 Halifax, NS B3J 2P8 Tel: (902) 424-7768 Fax: (902) 424-4625 Web site: nssc.novascotia.ca Inquiries: NSSCinquiries@gov.ns.ca

NUNAVUT
Jeff Mason Superintendent of Securities, Nunavut Securities Office		Nunavut Securities Office Department of Justice Government of Nunavut 1st Floor, Brown Building P.O. Box 1000 - Station 570 Iqaluit, NU X0A 0H0 Tel: (867) 975-6590 Fax: (867) 975-6594 Web site: Office of the Superintendent of Securities

ONTARIO
D. Grant Vingoe Acting Chair and Chief Executive Officer of the Ontario Securities Commission Grant Vingoe is a leading counsel on securities law in the U.S. and Canada, who has extensive experience as a leader on cross-border securities initiatives and a background in corporate governance and regulatory policy. He has been a partner with international law firms in Toronto and New York, most recently with Norton Rose Fulbright where he specialized in the regulation of financial institutions and capital market transactions. He is a former independent director of the Investment Industry Regulatory Organization of Canada (IIROC) and was Chair of its Corporate Governance Committee. Mr. Vingoe is a graduate of Osgoode Hall Law School and received his LL.M. from the New York University School of Law. He has served as Counsel to the Toronto Stock Exchange and as guest lecturer at Osgoode Hall Law School as part of its LL.M. Securities Law Program. He is a member of the Canadian Bar Association Subcommittee on Securities Regulation and the Canadian Centre for Ethics & Corporate Policy.		Ontario Securities Commission 20 Queen Street West 22nd Floor Toronto, ON M5H 3S8 Tel: (416) 593-8314 Toll Free: 1-877-785-1555 Fax: (416) 593-8122 Web site: www.osc.gov.on.ca Inquiries: Inquiries@osc.gov.on.ca

PRINCE EDWARD ISLAND
Steve Dowling Acting Director, Superintendent of Securities		Office of the Superintendent of Securities Consumer, Corporate and Insurance Services Division Office of the Attorney General 95 Rochford Street, P.O. Box 2000 Charlottetown, PE C1A 7N8 Tel: (902) 368-4569 Fax: (902) 368-5283 Web site: www.gov.pe.ca/securities

QUÉBEC
Louis Morisset President and Chief Executive Officer, Autorité des marchés financiers Mr. Louis Morisset has served as President and CEO of the AMF since July 2013. In this capacity, Mr. Morisset is vested with all the powers relating to the administration and enforcement of the laws governing Québec financial sector participants. He oversees, in particular, the development of a regulatory and normative framework to ensure investor protection and promote the sound growth of the financial sector. From May 2006 until his appointment as President and CEO, Mr. Morisset held the position of AMF Superintendent, Securities Markets. In that position, he was, in particular, responsible for enforcing the regulations pertaining to public offerings by companies and investment funds, the continuous disclosures that these entities are required to file, as well as take-over bids and issuer bids. He was also in charge of supervising the Québec activities of market structures such as exchanges and clearing houses and was responsible for monitoring the activities of the Investment Industry Regulatory Organization of Canada (IIROC). Mr. Morisset has been a member of the board of directors of the Institute for governance of private and public organizations (IGOPP) since 2009, Finance Montréal since 2010 and the Collège des administrateurs de sociétés (CAS) since 2013. From May 2007 to March 2014, he was also a member of the Accounting Standards Oversight Council (AcSOC). Mr. Morisset graduated in law from the University of Montréal and was called to the Bar of the Province of Québec in 1996. Prior to joining the AMF, he was a partner at the law firm Stikeman Elliott LLP, where he acquired extensive experience in securities law, corporate finance, and public and private mergers and acquisitions. Mr. Morisset is a certified corporate director (ASC), having completed the university corporate governance certification program at Laval University’s Collège des administrateurs de sociétés.		Autorité des marchés financiers 800, Square Victoria, 22e étage C.P. 246, Tour de la Bourse Montréal, QC H4Z 1G3 Tel: Montréal (514) 395-0337 Tel: Québec (418) 525-0337 Toll Free: 1-877 525-0337 Fax: (514) 873-3090 Web site: www.lautorite.qc.ca

SASKATCHEWAN
Roger Sobotkiewicz Chair and CEO, Financial and Consumer Affairs Authority of Saskatchewan Roger Sobotkiewicz was appointed Chairperson of the Financial and Consumer Affairs Authority of Saskatchewan on February 4, 2016. He held the position of acting Chairperson since February 1, 2015. Mr. Sobotkiewicz is also the CEO of the Authority and holds a number of statutory appointments, including Superintendent of Insurance, Superintendent of Pensions, Superintendent of Financial Institutions and Registrar of Credit Unions. Mr. Sobotkiewicz acted as legal counsel for the Authority for more than a decade, during which time he led a number of significant legislative and policy initiatives for the Authority. Prior to joining the Authority, he practiced law in private practice and in the Crown sector. He holds a Bachelor of Laws degree from the University of Manitoba.		Financial and Consumer Affairs Authority of Saskatchewan 6th Floor 1919 Saskatchewan Drive Regina, SK S4P 3V7 Tel: (306) 787-5645 (Regina) Fax: (306) 787-5899 (Regina) Web site:http://www.fcaa.gov.sk.ca/

YUKON TERRITORY
Fred Pretorius Superintendent of Securities, Yukon Fred Pretorius is Director, Corporate Affairs, a branch within the department of Community Services of the Yukon Government. As the director, he is also the Superintendent of Securities for Yukon, and holds several other appointments as the Registrar of Corporations, Businesses, Partnerships, Societies, Cooperative Associations, and Personal Property Security for Yukon. Prior to relocating to Canada in 2007, he practiced law, first as an attorney and later as an advocate of the Supreme Court of South Africa, where after he became a legal adviser at one of the leading long-term insurance companies in South Africa. He was born and raised in South Africa and graduated from the Potchefstroom University for Christian Higher Education (now North-West University) with a Baccalaureus Juris in 1988 and a Baccalaureus Legum (Bachelor of Laws) in 1990. He also holds a Master of Laws degree (LL M) from the University of Stellenbosch (2004), and was a Certified Financial Planner from 2000 – 2005. He currently serves on several committees and is also a voting member of the North American Securities Administrators Association.		Office of the Yukon Superintendent of Securities Community Services,Yukon Government 307 Black Street, 1st Floor, Whitehorse, Yukon Y1A 2N1 Tel: (867) 667-5466 Fax: (867) 393-6251 Web site: Office of the Yukon Superintendent of Securities


For general information, please contact CSA SECRETARIAT Tour de la Bourse 800, Square Victoria Suite 2510 Montreal Quebec H4Z 1J2		Tel: (514) 864-9510 Fax: (514) 864-9512 E-mail: csa-acvm-secretariat@acvm-csa.ca

CSA Members

Stan Magidson

Brenda Leong

David Cheop

Kevin Hoyt

Renée Dyer

Tom Hall

Paul E. Radford

Jeff Mason

D. Grant Vingoe

Steve Dowling

Louis Morisset

Roger Sobotkiewicz

Fred Pretorius