Disciplined List

Details

Name: Mackenzie Financial Corporation
Ontario - Ontario Securities Commission
Date of Order or Settlement April 06, 2018
Sanctions
Reprimand
Payment Agreed/Ordered Administrative penalty/ Pénalités administratives: $900,000, Costs/Frais: $150,000
Violations
Internal control violations
Other
Supporting Documents
Order (English)
Settlement Agreement (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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