Disciplined List


Name: Golestani, Shahin
SRO - Mutual Fund Dealers Association of Canada
Date of Order or Settlement June 11, 2018
Banned Until June 11, 2020
Administrative Penalty/Fine
Registration ban (with or without exceptions) and/or restrictions
Payment Agreed/Ordered $5,000.00 *
Failure to discharge know your client and suitability obligations
Supporting Documents
Order (English)
Related Documents (English)

* Click here for additional information regarding the amount outstanding.

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca

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