Disciplined List

Details

Name: Olympian Financial Inc.
SRO - Mutual Fund Dealers Association of Canada
Date of Order or Settlement September 12, 2018
Sanctions
Administrative Penalty/Fine
Payment Agreed/Ordered $25,000.00
Violations
Inadequate compliance system
Supporting Documents
Order (English)
Related Documents (English)


The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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