Disciplined List

Details

Name: Fraser, Gordon Thomson
Alberta - Alberta Securities Commission
Date of Order or Settlement April 08, 2019
Banned Until April 08, 2024
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Administrative Penalty/Fine
Registration ban (with or without exceptions) and/or restrictions
Other
Payment Agreed/Ordered $30,000.00
Violations
Other
Supporting Documents
Settlement Agreement (English)


The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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