Disciplined List


Name: Fraser, Gordon Thomson
Alberta - Alberta Securities Commission
Date of Order or Settlement April 08, 2019
Banned Until April 08, 2024
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Administrative Penalty/Fine
Registration ban (with or without exceptions) and/or restrictions
Payment Agreed/Ordered $30,000.00
Supporting Documents
Settlement Agreement (English)

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