Disciplined List


Name: Hucul, David Edward
SRO - Mutual Fund Dealers Association of Canada
Date of Order or Settlement April 11, 2019
Administrative Penalty/Fine
Payment Agreed/Ordered $10,000.00
Internal control violations
Supporting Documents
Order (English)
Related Documents (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca

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