Disciplined List

Details

Name: Tremblay, Gilles
Quebec - Court (Québec)
Date of Order or Settlement July 08, 2019
Sanctions
Administrative Penalty/Fine
Payment Agreed/Ordered $32,000.00
Violations
Illegal or unregistered distributions
Unregistered activities and/or unapproved activities


The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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