Disciplined List

Details

Name: Kitts, Brian Arthur
Alberta - Alberta Securities Commission
Date of Order or Settlement November 12, 2019
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Administrative Penalty/Fine
Disgorgement /Restitution
Other
Payment Agreed/Ordered $2,710,457.00 *
Violations
Fraud and/or Forgery and/or Falsification
Authorized, permitted or acquiesced in violation
Supporting Documents
Sanctions Decisions (English)
Merits Decisions (English)

* Click here for additional information regarding the amount outstanding.

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



Back |Top