Disciplined List


Name: Findlay, Robert Menzies
British Columbia - British Columbia Securities Commission
Date of Order or Settlement December 19, 2019
Banned Until December 19, 2020
Trading ban with or without conditions
Payment Agreed/Ordered $20,000.00 *
Supporting Documents
Media Release (English)
Settlement Agreement (English)

* Click here for additional information regarding the amount outstanding.

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