Disciplined List

Details

Name: Findlay, Robert Menzies
British Columbia - British Columbia Securities Commission
Date of Order or Settlement December 19, 2019
Banned Until December 19, 2020
Sanctions
Trading ban with or without conditions
Payment Agreed/Ordered $20,000.00 *
Supporting Documents
Media Release (English)
Settlement Agreement (English)

* Click here for additional information regarding the amount outstanding.

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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