Disciplined List


Click to collapse details
Name: Pan, Chung Ying
Other name(s) and/or previous name(s)
  • Jim
British Columbia - British Columbia Securities Commission
Date of Order or Settlement January 09, 2020
Banned Until January 09, 2025
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Registration ban (with or without exceptions) and/or restrictions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered $40,000.00
Illegal or unregistered distributions
Supporting Documents
Media Release (English)
Settlement Agreement (English)
Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca

Back |Top