Disciplined List


Name: Kuber Mortgage Investment Corporation
Ontario - Tribunal administratif des marchés financiers
Date of Order or Settlement March 23, 2020
Administrative Penalty / Fine
Payment Agreed/Ordered Administrative Penalty Joint and Several: $400,000; Cost/Frais: $30,000
Unregistered, unauthorized and/or improper trading
Supporting Documents
Order (English)
Settlement Agreement (English)

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