Disciplined List

Details

Name: Kunaratnam, Sutharsan
Ontario - Ontario Securities Commission
Date of Order or Settlement March 23, 2020
Sanctions
Administrative Penalty / Fine
Reprimand
Payment Agreed/Ordered Administrative Penalty Joint and Several: $400,000
Violations
Unregistered, unauthorized and/or improper trading
Supporting Documents
Order (English)
Settlement Agreement (English)


The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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