Disciplined List

Details

Name: Moskowitz Capital Management Inc.
Ontario - Ontario Securities Commission
Date of Order or Settlement February 22, 2021
Sanctions
Administrative Penalty / Fine
Specific undertakings
Payment Agreed/Ordered Administrative Penalty (Joint & Several)/Pénalités administratives (Solidaire): $350,000; Costs /Frais: $25,000.00
Violations
Unregistered, unauthorized and/or improper trading
Supporting Documents
Settlement Agreement (English)
Order (English)


The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



Back |Top