Disciplined List


Name: Moskowitz Capital Management Inc.
Ontario - Ontario Securities Commission
Date of Order or Settlement February 22, 2021
Administrative Penalty / Fine
Specific undertakings
Payment Agreed/Ordered Administrative Penalty (Joint & Several)/Pénalités administratives (Solidaire): $350,000; Costs /Frais: $25,000.00
Unregistered, unauthorized and/or improper trading
Supporting Documents
Settlement Agreement (English)
Order (English)

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