Disciplined List

Details

Name: Sénécal, Jean-Claude
Quebec - Court (Québec)
Date of Order or Settlement June 22, 2021
Sanctions
Administrative Penalty / Fine
Payment Agreed/Ordered $196,000.00 *
Violations
Illegal or unregistered distributions
Unregistered activities and/or unapproved activities
Supporting Documents
Media Release (Available only in French) (French)

Date of Order or Settlement June 22, 2021
Sanctions
Administrative Penalty / Fine
Imprisonment
Payment Agreed/Ordered $91,704,002.00
Violations
Illegal or unregistered distributions
Unregistered activities and/or unapproved activities
Supporting Documents
Media Release (Available only in French) (French)

* Click here for additional information regarding the amount outstanding.

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca. Although we try to ensure the information in the Disciplined List is complete, accurate and current, this may not always be the case.



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