Disciplined List

Details

Name: Rada, Marcel Anil
British Columbia - British Columbia Securities Commission
Date of Order or Settlement October 05, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Investor relations ban with or without exceptions
Registration ban (with or without exceptions) and/or restrictions
Other
Payment Agreed/Ordered  
Supporting Documents
Media Release (English)
Reciprocal Order (English)

SRO - Investment Industry Regulatory Organization of Canada
Date of Order or Settlement April 29, 2011
Banned Until January 01, 2099
Sanctions
Administrative Penalty/Fine
Registration ban (with or without exceptions) and/or restrictions
Payment Agreed/Ordered $85,000.00
Violations
Unregistered activities and/or unapproved activities
Supporting Documents
Related Documents (English) (French)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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