Disciplined List

Details

Name: Bowden (a.k.a. Bernadette States), Bernadette
Manitoba - Manitoba Securities Commission
Date of Order or Settlement September 05, 2012
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

Nova Scotia - Nova Scotia Securities Commission
Date of Order or Settlement June 26, 2018
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Investor relations ban with or without exceptions
Other
Payment Agreed/Ordered  
Supporting Documents
Notice (English)
Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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