Disciplined List

Details

Name: Branconnier, Rene Joseph
Alberta - Alberta Securities Commission
Date of Order or Settlement June 08, 2015
Payment Agreed/Ordered  
Violations
Acting contrary to the public interest
Illegal or unregistered distributions
Misrepresentations
Authorized, permitted or acquiesced in violation
Prohibited representation
Supporting Documents
Merits Decisions (English)

Date of Order or Settlement February 02, 2016
Date of Prior Order June 05, 2015
Banned Until February 02, 2036
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Administrative Penalty/Fine
Other
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered $415,000.00
Supporting Documents
Sanctions Decisions (English)

British Columbia - British Columbia Securities Commission
Date of Order or Settlement November 16, 2017
Banned Until February 02, 2036
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Other
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Media Release (English)
Reciprocal Order (English)

Manitoba - Manitoba Securities Commission
Date of Order or Settlement April 13, 2016
Banned Until February 02, 2036
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement August 09, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Acquisitions ban with or without exceptions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)
Related Documents (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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