Disciplined List

Details

Name: Canadian Alternative Resources Inc.
Alberta - Alberta Securities Commission
Date of Order or Settlement May 28, 2010
Banned Until June 12, 2010
Sanctions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Order (English)

Date of Order or Settlement June 11, 2010
Date of Prior Order May 28, 2010
Sanctions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Order (English)

Date of Order or Settlement February 02, 2016
Date of Prior Order June 11, 2010
Sanctions
Trading ban with or without conditions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Violations
Acting contrary to the public interest
Illegal or unregistered distributions
Prohibited representation
Supporting Documents
Merits Decisions (English)
Sanctions Decisions (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement August 09, 2017
Sanctions
Trading ban with or without conditions
Acquisitions ban with or without exceptions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)
Related Documents (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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