Disciplined List

Details

Name: 1300302 Alberta Inc.
British Columbia - British Columbia Securities Commission
Date of Order or Settlement February 20, 2017
Sanctions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered $2,785,000.00 *
Violations
Illegal or unregistered distributions
Supporting Documents
Media Release (English)
Merits Decisions (English)
Media Release (English)
Sanctions Decisions (English)

Manitoba - Manitoba Securities Commission
Date of Order or Settlement September 06, 2017
Sanctions
Trading ban with or without conditions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement November 06, 2018
Sanctions
Trading ban with or without conditions
Registration ban (with or without exceptions) and/or restrictions
Acquisitions ban with or without exceptions
Exemption inapplicable with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Order (English)
Related Documents (English)

* Click here for additional information regarding the amount outstanding.

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



Back |Top