Disciplined List

Details

Name: Jawhari, Khalid Walid
Alberta - Alberta Securities Commission
Date of Order or Settlement March 22, 2017
Banned Until March 22, 2020
Sanctions
Trading ban with or without conditions
Administrative Penalty/Fine
Payment Agreed/Ordered $67,302.00
Violations
Unregistered, unauthorized and/or improper trading
Supporting Documents
Settlement Agreement (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement October 11, 2017
Banned Until March 23, 2020
Sanctions
Trading ban with or without conditions
Payment Agreed/Ordered  
Supporting Documents
Order (English)
Related Documents (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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