Disciplined List

Details

Name: Tan, Virginia
British Columbia - British Columbia Securities Commission
Date of Order or Settlement April 13, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Investor relations ban with or without exceptions
Registration ban (with or without exceptions) and/or restrictions
Other
Payment Agreed/Ordered $3 million
Violations
Fraud and/or Forgery and/or Falsification
Supporting Documents
Media Release (English)
Settlement Agreement (English)

Ontario - Ontario Securities Commission
Date of Order or Settlement August 03, 2017
Sanctions
Director, Officer and/or Supervisor Ban with or without exceptions
Trading ban with or without conditions
Registration ban (with or without exceptions) and/or restrictions
Acquisitions ban with or without exceptions
Payment Agreed/Ordered  
Supporting Documents
Reciprocal Order (English)

The CSA presents this information as a plain language summary of information found in publicly available documents. You should review the supporting documents for the full conditions and context of all decisions, orders, and sanctions. Please forward any questions or reports of errors and omissions to csa-acvm-secretariat@acvm-csa.ca



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