Disciplined List


Name: Manulife Securities Incorporated
Ontario - Ontario Securities Commission
Date of Order or Settlement July 13, 2017
Specific undertakings
Payment Agreed/Ordered Costs (Joint & Several)/Frais (Solidaire): $25,000; Settlement Payment (Joint & Several)/Somme versée en règlement (Solidaire): $495,000
Supporting Documents
Order (English)
Settlement Agreement (English)

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