Enforcement in Action

Investigating and prosecuting cases of securities misconduct is essential to maintain the integrity of the securities industry in Canada. A cornerstone of our Enforcement program is ensuring that individuals and entities are held accountable for their misconduct. Learn about concluded CSA Enforcement matters and how they can help investors protect themselves from illegal investment schemes.

Blueforest Inc. 

Base Finance   BraunMaxwell   Coinsquare
Base Finance   Braun, Braun & Maxwell   Coinsquare Ltd. et al

FS_CaseStudy   HSBC   Quadriga Case Study
FS Group   HSBC Global Asset
Management (Canada) Limited