Securities Regulators are responsible to update the CTO Database. Coverage for CTOs banning trading in securities of issuers as a result of a continuous disclosure default begins on the date indicated in the table below.
Jurisdiction+ | Active CTOs | Inactive CTOs |
Alberta++ | 1974 | 2004 |
British Columbia++ | 1972 | 2004 |
Manitoba++ | 1999 | 2004 |
New Brunswick++ | 2006 | 2006 |
Newfoundland and Labrador++ | Participating* | Participating* |
Northwest Territories++ | 2004 | 2004 |
Nova Scotia++ | 2005 | 2005 |
Nunavut | Not participating | Not participating |
Ontario | 1971 | 2004 |
Prince Edward Island | Not participating | Not participating |
Quebec++ | 1971 | 2004 |
Saskatchewan++ | 1980 | Not participating |
Yukon++ | Not participating | Not participating |
Coverage for cease trade orders banning trading in securities of issuers as a result of an enforcement action that involves an investigation of potential wrongdoing and banning trading by certain individuals and companies begins on the date indicated in the respective table below.
Jurisdiction+ | Active CTOs | Inactive CTOs |
Alberta++ | 1998 | 2004 |
British Columbia++ | 1981 | 2004 |
Manitoba++ | 2006 | 2006 |
New Brunswick++ | 2005 | 2005 |
Newfoundland and Labrador++ | 2005 | 2005 |
Northwest Territories++ | 2005 | 2005 |
Nova Scotia++ | 2002 | 2005 |
Nunavut | Not participating | Not participating |
Ontario | 1995 | 2004/2005** |
Prince Edward Island++ | Not participating | Not participating |
Quebec++ | 1994 | 2004 |
Saskatchewan++ | 1984 | Not participating |
Yukon++ | Not participating | Not participating |
* participating, but no CTOs in this category as of June 30, 2006
** Enforcement CTO as of January 2004 / Management CTO as of April 2005
+ With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions do not issue separate orders in these circumstances. Click here for more information.
++ As a result of the statutory amendments Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces do not issue separate orders in these circumstances. Click here for more information.