Exception Reporting (NI 24-101)

A relief was granted to registered dealers or advisers through a three-year moratorium from the application of section 4.1 of National Instrument 24-101 Institutional Trade Matching and Settlement (NI 24-101). 

The relief provides a three-year moratorium on the applicability of section 4.1 Exception reporting requirement of NI 24-101. Registered dealers or advisers will not be required to deliver Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting and Matching  to the participating jurisdictions beginning on July 1, 2020 and ending on July 1, 2023. 

Should you require more information, please contact your local jurisdiction or the CSA Secretariat