...the assessment of suitability for registration. The amendments to National Instrument 33-109 Registration Information, and related changes to its companion policy, as well as consequential amendments to National Instrument 31-103...
...and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD) (collectively, the CSA National Systems) to CGI Information Systems and Management Consultants Inc....
Vancouver – The Canadian Securities Administrators (CSA) is encouraging investors across Canada to use its National Registration Search (NRS) to check the registration of a firm or individual when considering...
...include a consolidated reporting issuers list from all provincial and territorial regulators. Future phases of SEDAR+ will replace the System for Electronic Disclosure by Insiders, and the National Registration Database....
...for Registration in Multiple Jurisdictions, will re place and streamline the current National Registration System and establish the process for obtaining registration in multiple jurisdictions, including Ontario. The foundation for...
...key components of the new regime, which came into force on September 28, 2009, include National Instrument 31-103 Registration Requirements and Exemptions and amendments to National Instrument 33-109 Registration Information....
...that certain registration information they provide can be disproportionately burdensome, and that other registration information requirements could be clearer,” said Louis Morisset, CSA Chair and President and CEO of the...
...the registration of any firm or individual selling securities or offering investment advice to you, your friends or family. The CSA has provided investors with a tool, the National Registration...
...on March 18. To assist investors, the CSA offers investors the National Registration Search tool–an online search that allows investors to easily check whether a firm or individual is registered...
...of the CSA and Chair and CEO of the Alberta Securities Commission. To assist investors, the CSA offers investors the National Registration Search tool–an online search that allows investors to...
