The legacy CTO Database used the CUSIP number as a security identifier. These numbers are assigned to securities trading in Canada and the United States. In SEDAR+, CUSIP numbers may...
...to meet disclosure requirements or as a result of an enforcement action that involves an investigation of potential wrongdoing. The purpose of the National CTO Database (CTO Database) is twofold:...
...to meet disclosure requirements or as a result of an enforcement action that involves an investigation of potential wrongdoing. The purpose of the National CTO Database (CTO Database) is twofold:...
...Document Analysis and Retrieval), CTO (Cease-Trade Order Database), DL (Disciplined List), SEDI (System for Electronic Disclosure by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Where can I...
...for Registration in Multiple Jurisdictions, will re place and streamline the current National Registration System and establish the process for obtaining registration in multiple jurisdictions, including Ontario. The foundation for...
...Check available tools and resources Check investor alerts 1. Check registration Why is registration important? Securities industry professionals are required to register with the securities regulator in each province or...
...Order Database), DL (Disciplined List), SEDI (System for Electronic Disclosure by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Where can I find information about public companies (or...
...understand their qualifications, and the products or services they are selling you. National Registration Search The National Registration Search is a web-based tool that provides information about individuals and firms...
...funds. The revised framework adds timely amendments to the CSA’s comprehensive 2009 registration reform initiative, which modernized the existing registration rules into a harmonized regime for the CSA and Self...
Winnipeg – The Canadian Securities Administrators (CSA) are kicking off Investor Education Month this October by encouraging investors to check the registration of any firm or individual selling securities or offering...
