June 25, 2021 The CSA and its systems provider, CGI, are revisiting the timing for the roll-out of the SEDAR+ platform (formerly the National Systems Replacement Project). The migration had...
...long-serving Saskatchewan financial advisor at Raymond James Ltd., and currently a member of IIROC’s Proficiency Committee, a national advisory committee reviewing and recommending proficiency requirements for industry participants. Millie Acuna,...
...help inform investment decisions. They also demonstrate the CSA’s commitment in favour of the growing international movement toward mandatory climate-related disclosure standards. The requirements contemplate disclosure largely consistent with the...
...are the result of a great deal of thoughtful collaboration among the various regulatory parties,” said Carol Paradine, CEO, CPAB. Amendments to National Instrument 52-108 Auditor Oversight and its Companion...
...in a series of important milestones in the regulation of over-the-counter-derivatives that will align Canada with international standards,” said Louis Morisset, CSA Chair and President and CEO of the Autorité...
...a national law firm where he advised corporate issuers, investors, financial intermediaries and boards of directors across the country on securities law, corporate finance, mergers and acquisitions, and corporate governance...
...you for your ongoing interest and engagement as we improve the CSA’s National Systems. I look forward to sharing updates from the Pilot and further details on next steps later...
...fees. Also, the proposed amendments to the CSA National System’s fee structure will come into effect when SEDAR+ goes live. Transforming the investor experience SEDAR+ will make it much easier...
...the Panel will: Provide advice during initial and subsequent phases of CSA policy development initiatives; Advise and comment in writing on existing and proposed national and multilateral instruments and policies;...
...Proficiency Committee, a national advisory committee reviewing and recommending proficiency requirements for industry participants. Sophie Jean is a securities lawyer who previously worked at the Autorité des marchés financiers (AMF)...
