CSA and IIROC Publish Joint Consultation Paper On Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

...and harmonizes regulation for the Canadian capital markets. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For...

Canadian Families Learn How to “Make it Count”

...across Canada and the U.S., it was evident that Canadians were ready to start talking about financial literacy and a national roll out of the program was the obvious next...

Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed changes to National Instrument 81-106 Investment Fund Continuous Disclosure, its Companion Policy and related amendments that are aimed...

Canadian Securities Regulators Take Steps to Improve Scholarship Plan Disclosure for Investors

Toronto – The Canadian Securities Administrators (CSA) today published for comment amendments to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus that...

Canadian Regulators Analyze Issues Arising from Recent Market Volatility

...of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets. IIROC is the national self-regulatory organization which oversees all investment dealers and...

Canadian Securities Regulators Release Results of Corporate Governance Disclosure Review

...on complying with existing requirements. The CSA reviewed 72 reporting issuers for compliance with National Instrument 58-101 Disclosure of Corporate Governance Practices and the related policy. The notice summarizes the...

CSA and IIROC publish update of regulatory issues and next steps to address developments in market structure in Canada

...markets. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For more information: Robert Merrick Ontario Securities Commission...

Canadian Securities Regulators Seek Feedback on Tailoring Venture Issuer Regulation

...3,848 issuers listed on the Toronto Stock Exchange (TSX) and TSXV combined. There are additional venture issuers listed on the Canadian National Stock Exchange as well as venture issuers that...

Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds

...to proceed with a staged implementation of point of sale delivery for mutual fund disclosure. This notice follows on proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its...

Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010

...reviews. A main reason for this increase was the completion of International Financial Reporting Standards (IFRS) transition disclosure reviews. CSA members use a risk-based approach to select reporting issuers for...