...will provide a better understanding of sales practices and distribution structures that mutual funds and registrants are using. It will also help the CSA determine whether regulatory amendments to National...
...to what they must disclose, better information for investors, and greater ease of use for all stakeholders.” The amendments to National Instrument 45-106 Prospectus Exemptions can be found on the...
...New Self-Regulatory Organization of Canada (New SRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. New...
...for all users, and eventually replace SEDI and NRD/NRS. The CSA is committed to continue working with capital market participants, to ensure our National Systems better meet industry needs. Sincerely, ...
...Retrieval (SEDAR) website. Disclosure requirements for public companies are primarily set out in National Instrument 51-102 Continuous Disclosure Obligations. Disclosure expectations for issuers with U.S. marijuana-related activities Issuers with marijuana-related...
...and harmonizes regulation for the Canadian capital markets. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For...
Montréal – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 45-102 Resale of Securities (NI 45-102)that would introduce a new prospectus exemption for the resale of securities...
...have heard from investors that it was frustrating to have to search multiple disciplinary lists and databases,” said Susan Wolburgh Jenah, President and CEO of IIROC. “This is an improvement...
Toronto – The Canadian Securities Administrators (CSA) today published amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure (NI 81-101) and related consequential amendments, which will require delivery of the...
Toronto – The Canadian Securities Administrators (CSA) today announced that it has issued amendments to National Instrument 23-103 Electronic Trading (NI 23-103), which will establish a consistent framework for the...
