Toronto – The Canadian Securities Administrators (CSA) today announced that it has issued amendments to National Instrument 23-103 Electronic Trading (NI 23-103), which will establish a consistent framework for the...
...Notice on National Instrument 81-102 Mutual Funds, which is available on the websites of various CSA members. The CSA, the council of the securities regulators of Canada’s provinces and territories,...
...disclosure and transparency measures related to short sales and failed trades in Canada. A joint CSA and IIROC Working Group has been monitoring and reviewing international regulatory approaches to issues...
...(DROs) under applicable Canadian securities laws, as contemplated under National Instrument 25-101 Designated Rating Organizations (NI 25-101). On April 20, 2012, NI 25-101 came into force, establishing a regulatory framework...
...the adoption of the OTC rule, the CSA is also making consequential changes to National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions and CSA Staff Notice 12-307...
Toronto – The Canadian Securities Administrators (CSA) today published for a second comment period proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, which were originally published in August...
...regarding the use and disclosure of “preliminary economic assessment” (PEA), as defined in National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101). In June 2011, CSA amended the...
...the public and fighting fraud targeted at consumers and businesses. Throughout the month of March, these organizations will be involved in a number of national, regional and local activities supporting...
...marketplaces, marketplace participants and service vendors. It is consistent with international developments in electronic trading, including the International Organization of Securities Commissions’ (IOSCO) 2010 report Principles for Direct Electronic Access...
Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-102 Mutual Funds (NI 81-102), proposed changes to Companion Policy 81-102CP, and related consequential...
