Canadian Securities Regulators Propose Regulatory Regime for Credit Rating Organizations

Toronto – The Canadian Securities Administrators (CSA) has published for comment proposed National Instrument 25-101 Designated Rating Organizations and related consequential amendments, which are aimed at introducing securities regulatory oversight...

Canadian Securities Regulators Implement Improved Disclosure for Mutual Fund Investors

Toronto – The Canadian Securities Administrators (CSA) today published amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its Forms and Companion Policy, as well as related rule amendments, that...

Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure

Calgary – The Canadian Securities Administrators (CSA) have introduced amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and related forms, which are designed to improve...

Canadian Securities Regulators Observe Moderate Improvement in Issuers’ Compliance with Certification Requirements

Montréal – The Canadian Securities Administrators (CSA) today published Staff Notice 52-327, Certification Compliance Update which summarizes issuer compliance with the requirements of National Instrument (NI) 52-109 Certification of Disclosure...

CSA and IIROC publish proposals on the regulatory framework for Dark Pools and Dark Orders

...is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For more information: Robert Merrick Ontario Securities Commission 416-593-2315 Connie...

CSA and IIROC announce regulatory framework for dark liquidity in Canada

...regulation for the Canadian capital markets. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For more information:...

Canadian Securities Regulators Adopt Amendments for Investment Funds Transitioning to IFRS

Toronto – The Canadian Securities Administrators (CSA) have completed the final step in the transition to International Financial Reporting Standards (IFRS) for investment funds and published today final amendments to...

Canadian Securities Regulators seek comments on proposed amendments related to gender diversity

...to Form 58-101F1 Corporate Governance Disclosure (Form 58-101F1) of National Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101) (the Proposed Amendments). These amendments were previously published for comment by...

Canadian securities regulators publish guidance for proxy advisory firms

Montreal – The Canadian Securities Administrators (CSA) today adopted National Policy 25-201 Guidance for Proxy Advisory Firms (the Policy). “The Policy recommends best practices that are intended to address the concerns...

Canadian securities regulators implement mandatory transparency of debt markets

...framework. The CSA would also like to thank industry for their participation in the consultation and their feedback. Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy can be...