CSA’s web-based tool allows investors to search registration of securities industry participants across multiple Canadian jurisdictions Vancouver – The Canadian Securities Administrators (CSA) is encouraging investors across Canada to use its National Registration Search (NRS) to check the registration of a firm or individual when considering...
Canadian Securities Regulators Announce that TSX Inc. will Act as an Information Processor for Exchange-Traded Securities Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 21-309 Information Processor for Exchange-Traded Securities other than Options. The notice informs the public that TSX Inc. (TSX)...
Canadian Regulators Provide Guidance on Transition to New Registration Regime Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-311 which provides guidance for the transition from the existing registration regime to the new registration regime under...
Securities regulators urge Canadians to help prevent financial abuse of seniors Vancouver – The Canadian Securities Administrators (CSA) is recognizing World Elder Abuse Awareness Day on June 15 by urging Canadians to be aware of, and report, financial abuse involving seniors....
Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its Forms and Companion Policy, as well as related...
Canadian Securities Regulators Launch Online Fee Guide Vancouver – The Canadian Securities Administrators (CSA) today announced a new web-based tool that simplifies the identification of SEDAR regulatory filing fees for market participants across Canada. The new SEDAR...
Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions(2) Vancouver – The Canadian Securities Administrators (CSA) today published the final version of a new streamlined process for dealer and adviser registration in multiple jurisdictions, making the passport system available...
Canadian Securities Regulators Implement a New National Registration Regime(2) Toronto – The Canadian Securities Administrators (CSA) today published new rules across Canada that apply to firms and individuals who deal in securities, provide investment advice or manage investment funds....
Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009 Toronto – The Canadian Securities Administrators (CSA) today published a staff notice that summarizes the results of the continuous disclosure (CD) review program for the fiscal year ended March 31,...
Canadian Securities Regulators Outline Requirements for Exempt Market Dealers Toronto – The Canadian Securities Administrators (CSA) today outlined the requirements for exempt market dealers (EMDs) under the new National Registration regime. CSA Staff Notice 31-312 summarizes the key proficiency,...
