...analyze financial information. Dealer/Adviser Registration The National Registration Database (NRD) is a web-based system that permits dealers and advisers to file registration forms electronically. The National Registration Search contains information about registrants in Canada....
...analyze financial information. Dealer/Adviser Registration The National Registration Database (NRD) is a web-based system that permits dealers and advisers to file registration forms electronically. The National Registration Search contains information about registrants in Canada....
...September 29, 2004: Change in Refund Policy September 23, 2004: The Autorité des marchés financiers (“AMF”)has announced its participation in the National Registration Database (NRD) May 31, 2004: Release 1.4...
...the assessment of suitability for registration. The amendments to National Instrument 33-109 Registration Information, and related changes to its companion policy, as well as consequential amendments to National Instrument 31-103...
...Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD) to CGI Information Systems and Management Consultants Inc. The transition was completed successfully on...
...and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI) and the National Registration Database (NRD) (collectively, the CSA National Systems) to CGI Information Systems and Management Consultants Inc....
Vancouver – The Canadian Securities Administrators (CSA) is encouraging investors across Canada to use its National Registration Search (NRS) to check the registration of a firm or individual when considering...
...include a consolidated reporting issuers list from all provincial and territorial regulators. Future phases of SEDAR+ will replace the System for Electronic Disclosure by Insiders, and the National Registration Database....
ByteX Financial Ltd. et al operating as ByteX Crypto Asset Trading Platform Pre-Registration Undertaking (March 24, 2023) CatalX CTS Ltd. operating as CatalX Crypto Asset Trading Platform Pre-Registration Undertaking (March...
...for Registration in Multiple Jurisdictions, will re place and streamline the current National Registration System and establish the process for obtaining registration in multiple jurisdictions, including Ontario. The foundation for...
