...Registration Search The National Registration Search is a web-based tool that provides information about individuals and firms registered with securities regulatory authorities in Canada. gO TO NATIONAL REGISTRATION SEARCH TOOL...
...do business. Registration helps protect investors because securities regulators will only register firms and individuals if they are properly qualified. Use the National Registration Search to check if an individual...
...submitting false or misleading applications for registration. Each year, CSA staff receive many applications for registration that omit relevant information or contain information that is vague or untrue. “The CSA...
...these changes. Subject to obtaining all necessary approvals, the amended registration regime will come into force in all jurisdictions on July 11, 2011. The revised National Registration Rules and related...
...and Nova Scotia. On February 27, 2020, the CSA published for comment National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions (the Proposed National Instrument), which will replace and harmonize...
...by Insiders), NRD (National Registration Database) and NRS (National Registration Search). Improving the User Experience for Canadian Market Participants We have a vision of a seamless platform across Canada that...
The National Registration Database is a web-based system that will permit dealers and advisers to file registration forms electronically. It has been designed, in consultation with industry representatives, to harmonize...
...first step toward building a positive working relationship.” To assist investors, the CSA offers the National Registration Search – a free online tool that makes it quick and easy to...
...registration of any individual or firm offering an investment opportunity.” The CSA has provided investors with a tool, the National Registration Search, that is quick and easy to use. Registration...
Vancouver – The Canadian Securities Administrators (CSA) today published for comment Proposed National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration (collectively, the Proposed Instrument). The Proposed Instrument establishes...
