Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed National Instrument 62-105 Security Holder Rights Plans, which would establish a comprehensive regulatory framework for the treatment of...
...of assets, price determination, market surveillance, systems and business continuity planning, conflicts of interest, crypto-asset insurance, and clearing and settlement. The CSA and IIROC continue to engage with international regulators...
...markets. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For more information: Robert Merrick Ontario Securities Commission...
...Framework. International CSA members participate and collaborate actively with the following international organizations: North American Securities Administrators Association (NASAA) The North American Securities Administrators Association is an international organization devoted to investor...
...March 2009, partners of the Fraud Prevention Forum will be involved in a number of national, regional and local activities supporting fraud prevention. To find out more about the information...
Calgary – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, its Forms and Companion Policy,...
...National Instrument 21-101 Marketplace Operation including requirements related to: the applicant’s systems and performance capabilities; standards and procedures for the collection, processing, distribution and publication of data; marketplace access to...
Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, its Forms and Companion Policy, as well as related...
...across Canada and the U.S., it was evident that Canadians were ready to start talking about financial literacy and a national roll out of the program was the obvious next...
Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed changes to National Instrument 81-106 Investment Fund Continuous Disclosure, its Companion Policy and related amendments that are aimed...
