Canadian Securities Regulators Observe Moderate Improvement in Issuers’ Compliance with Certification Requirements

Montréal – The Canadian Securities Administrators (CSA) today published Staff Notice 52-327, Certification Compliance Update which summarizes issuer compliance with the requirements of National Instrument (NI) 52-109 Certification of Disclosure...

Canadian Securities Regulators Publish Additional Guidance on Environmental Disclosure

...in assessing which information must be disclosed on material environmental matters, such as risks related to weather patterns or environmental legislation. These disclosure requirements are set out primarily in National...

CSA and IIROC publish proposals on the regulatory framework for Dark Pools and Dark Orders

...is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. For more information: Robert Merrick Ontario Securities Commission 416-593-2315 Connie...

Canadian Securities Regulators Release Results of Corporate Governance Disclosure Review

...on complying with existing requirements. The CSA reviewed 72 reporting issuers for compliance with National Instrument 58-101 Disclosure of Corporate Governance Practices and the related policy. The notice summarizes the...

Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors

Toronto – The Canadian Securities Administrators (CSA) announced today the adoption of amendments to National Instrument 41-101 General Prospectus Requirements and Form 41-101F2 Information Required in an Investment Fund Prospectus,...

Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure Requirements

Calgary – The Canadian Securities Administrators (CSA) today are requesting comment for proposed amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and related forms, which...

Canadian securities regulators seek comment on proposed designated benchmarks rule

Toronto – The Canadian Securities Administrators (CSA) today published for comment a proposed rule, National Instrument 25-102 Designated Benchmarks and Benchmark Administrators (Proposed NI 25-102), intended to implement a comprehensive...

Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 45-106 Prospectus Exemptions that would amend the report of exempt distribution set out in Form 45-106F1...

Canadian Securities Regulators Publish New Requirements for Clearing Agencies

Toronto – The Canadian Securities Administrators (CSA) today published National Instrument 24-102 Clearing Agency Requirements (NI 24-102) and its Companion Policy, which adopt international standards for recognized clearing agencies that operate...

Canadian securities regulators propose changes to the offering memorandum prospectus exemption

Calgary and Vancouver – The Canadian Securities Administrators (CSA) today published for comment proposed changes to the offering memorandum prospectus exemption. The changes are reflected in proposed amendments to National...